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Behind the Ivy Curtain
Interviews with Bok, Keohane, and Silber
Elyse Topalian
Today's college presidents are ghosts in a machine. Less visible
than their predecessors, they are nevertheless involved in nearly every
aspect of life in their institutions. They must serve as chiefs-of-protocol
to alumni and guests, and act as power brokers among various constituencies--graduates,
donors, students, researchers, staff, and faculty.
With all these responsibilities to bear, it is no surprise that
the president has less and less time to deal with what was formerly
the chief concern of his or her profession--the overall quality of higher
education. And as more and more presidents are chosen for their executive
skills rather than their pedagogical sagacity, they withdraw ever further
from the daily campus activities of teaching and learning.
But some college presidents maintain a deep and active interest
in education itself. Derek Bok at Harvard, Nannerl Keohane at Wellesley,
and John Silber at Boston University, all think as much about life in
the classroom as about decisions in the boardroom. Interviewing them,
I found that all were concerned about the teaching of ethics, the ethical
position of the university, the changing nature of the liberal arts,
and the future o higher education itself.
Derek Bok
whom I met in the austere, seventeenth-century atmosphere of his office
in Massachusetts Hall, is not an easy man to interview. Though cordial
and gracious, he concentrated exclusively on the issues, and only those
issues, that interest him. He responded at great length to each question,
bulldozing over interruptions until every corner of the subject at hand
had been covered to his satisfaction. But it is this very thoroughness,
perhaps the product of his legal training, that enables him to cope
with the complexities of one of the world's largest universities, Harvard.
Topalian: One of the primary aims of the university used to be instilling
a shared body of knowledge in its students. But the current Harvard
course catalog contains over 2,600 listings. What does holding a B.A.
from Harvard mean today?
Bok: The problem now is that the volume of knowledge has increased
so much--with all the emphasis on research and science in the last twenty-five
years, with the huge increases in the number of faculty members and
Ph.D.'s engaged in research--that you have a much larger, more highly
specialized, more unruly body of information from which to extract a
common core. And then, higher education, like society as a whole, has
many more differences about what matters in life and what's happening
in the world that quickly translate themselves into differences about
what knowledge is really important. What is still possible, I think,
and what we tried to capture in our Core Curriculum, is an agreement
on certain fundamental modes of apprehending reality. By concentrating
on these, we might equip students with the means to continue learning
in a variety of dimensions, to be able to understand increasingly specialized
bodies of human experience as they go through life.
You've been quoted as saying that you believe ethics courses should
be taught on the undergraduate level. Why?
Well, for the first time in a very long time at Harvard, right in the
Core Curriculum itself, we have set aside a category to deal precisely
with moral reasoning. But I still feel we have a long way to go, especially
in a number of the professional schools, which must cope with the ethical
responsibilities of professional life in their respective spheres. Very
few of them are making an effort that is equal to the task they have
to perform. The principal limitation is that we do not have, in the
United States today, a sufficient number of people who are adequately
trained to teach such courses well. The kind of ethics I'm talking about,
which is applied ethics--it's really ethical problems as they exist
in particular fields of human experience--requires on the one had a
very solid grounding in ethics and moral philosophy and on the other
hand a very sound grasp of a particular field of human affairs. There
isn't any place in the traditional university that combines these two.
Why do you feel that it's the university's responsibility to get into
those areas?
It seems to me that problems in the category of ethical dilemmas have
been for a very long time and should continue to be such integral parts
of human experience as to be clearly important to the concept of liberal
education. At the professional level, I look out and see a very widespread
concern about level of professional ethics, but also about the importance
of the professional dilemmas of themselves. For example, there's a vast
social concern about ethical problems, in medicine, having to do, say,
with abortion or euthanasia or fetal research. I don't see how you can
equip people to be real leaders in their professions without acquainting
them with these problems, in part so that they can have an opportunity
to learn to think rigorously about them before they encounter them in
their professional lives, when they may be under pressure and pushed
to make rapid decisions they later regret. And also because, apart from
their own lives, they should be the kinds of people who are worried
about standards of behavior for the profession as a whole, who try to
interpret the profession for the wider society, and the values of the
wider society for the profession.
How about the university's responsibility as a role model for its students?
Oh, I think you're quiet right, I think we cannot merely go at the
problem of moral education by teaching things in the classroom. I think
the university has to reinforce that by trying as best it can to set
an example when it is faced with ethical dilemmas. Otherwise, students
will simply come away with a very cynical attitude. The problem is,
what does setting an example entail? To some students, it entails agreeing
with their particular ethical position, and if the university doesn't
do that, it is unethical and that's an end to it. Obviously, that's
not a viable principle. Since there are many ethical issues that invite
disagreement, there will always be people who will take an opposite
opinion.
The real question is whether the institution is making an obvious
effort to identify ethical issues or simply recognizing them after students
and others kick and push and scream and demonstrate. Number two, does
the university make a serious effort to wrestle with those issues, to
consider the arguments on all sides, and to come out with some thoughtful,
reasoned position? And third, are they conscientious in living up to
the principles they expound in actual practice? I think those are the
standards that are the most important, and they aren't easy ones.
Where do some of the difficulties arise?
It takes a lot of time to think through how you should treat an ethical
issue and communicate it to the community. We spend hundreds of hours
every year on how to vote our stock. And I send open letters to the
community--if I told you how many hours it took me to write one that
must appear to be a simple ten or twelve page piece--but they are agonizingly
difficult to work through. And then, we certainty try to live up to
those principles, and sometimes it hurts. We took a great deal of pressure
over our decision in the Citibank case--we voted for one corporation
to do something against management and the corporation was owned by
one of our half-dozen wealthiest alumni. Well, those are painful decisions,
but principles don't mean much if you agree with them only when it's
convenient to do so.
And how do students respond to your efforts?
We live in a very cynical age. You may have a situation, as we do,
where the student newspaper is no ideologically all that close to the
administration and is very prone to insist that the university is acting
for political motives and that its rationalizations are cheap, self-interested,
and politically inspired. You just have to hope that over time, by working
hard enough and communicating about what you do, you will get some credit
for trying and being serious about ethical issues.
Are these other ways that the university can serve as a role model?
Another way, historically, was to pick the faculty by putting a heavy
emphasis on character. But character is no longer a very important criterion.
Unless someone has done something really egregious, if they're wonderful
teachers and scholars, then they're going to be appointed here. We don't
go into their private lives or this, that, and the other thing. The
reason we don't is, in part, because teaching and scholarship became
more important. As the conventional ethic broke down, it became harder
to achieve a consensus of what good character was, and frankly, people
increasingly thought with, I suspect, a considerable degree of accuracy,
that character was often a convenient code word to cover the screening
out of people who were either eccentrics, or maybe they were Jews, or
maybe they were people who seemed to utter uncomfortable and unsettling
ideas. In short, character was such an elastic concept and lent itself
so much to making very petty judgements and was potentially so very
hurtful to academic freedom and to the academic progress of the institution,
that the whole idea was dropped. But all teaching of ethics has to be
in part through the classroom and in part by example. that's been clear
at least since Aristotle.
Is it your rule of thumb that the university should remain as neutral
politically as possible?
I think the university should remain neutral in the sense that the
university shouldn't try to make corporate statements on the Vietnam
War or on a lot of other things. And I don't think the university should
try to use non-academic means like boycotts. I don't think the university
should refuse to deal with any company that doesn't support the ERA.
I think to that extent the university ought to be neutral.
But of course there are so many ways in which the university couldn't
conceivably be neutral. The university is not at all neutral about academic
freedom. It's not at all neutral about the desire to maintain academic
standards. It's not at all neutral about the Bakke case--the Bakke case,
among other things, represents the claim that the Supreme Court should
set the standards for admission of minority students to Harvard College.
There are a lot of other issues coming up with the Reagan Administration,
like student aid, that we're not at all neutral on, that we're perfectly
happy to take a position on.
Although the university is determined to
give its professors, as individuals, all the freedom in the world to
speak out on political issues, it does not, as an institution, try to
exert pressure to achieve political objectives unrelated to its own
central academic activities. In that sense, the university is
not neutral and I think it would make a very grave error if it were
not.
Nennerl Keohane came
recently to Wellesley from Stanford, where she had been a professor
in the political science department. A graduate of Wellesley, she is
firmly committed to the concept of an all-women's college. Her delivery
is machine-gun fast, and, perhaps because she is not yet fully settled
in her new role as college president, she speaks with refreshing gusto
and thoughtfulness. We talked in her book-lined study, beneath a portrait
of Virginia Woolf.
Topalian: You've said that you expect Wellesley to remain a single-sex
school. What does the idea of "educating women" mean to you and how
does an education at a women's school differ from that at a coed institution?
Keohane: I don't think it's so much that educating women is different,
but more a matter of crucial decisions that get made differently or
perhaps get faced differently. The old truth that women are more likely
to take physics and mathematics at a women's college is borne out by
the statistics over and over again. And when they do take these subjects,
they are encourage to take them seriously and to major in them and to
make them their own.
It's also often said--though I'm not so sure of this anymore--that
women at women's colleges are more likely to become self-confident about
their leadership, about their ability to do whatever they want to do.
Women at Wellesley participate in a variety of governance activities
within the college, right up through the budget committee and hiring
and firing of faculty, and this gives them a sense of competence and
efficacy and control.
And then finally, I think there's a sense in which it's easier
to become flexible about addressing wome3n's issues at a women's college
on a systematic and sustained basis, instead of having, for instance,
to think of a symposium on women in literature as a very special and
rarified event, as one might at a university.
Women have traditionally had a basic liberal arts education, but, as
you say, now they're finally getting into fields like physics and math.
Is that going to change your liberal arts education?
I think the crux of the issue is the definition of what a liberal arts
curriculum is, and this is obviously something that has been transformed
over the centuries. A liberal arts education is inevitably altered as
the ways of gaining and using and transmitting knowledge are becoming
altered all around us. So I don't think of physics and math as any less
a part of the liberal arts than art history or English. That's not trouble.
We have a whole new range of skills or approaches to understanding the
world which had not been a part of the traditional arts curriculum because
they didn't exist. I think especially of computer analysis. I think
that's a very important part of what a liberal arts curriculum should
offer today.
For women who have been educated at women's schools, don't you think
it comes as something of a shock to go into the professional world and
suddenly have to compete with me?
The only shock is the way in which some men treat them, because no
one has ever treated them that way at Wellesley. The question is important
because it's an argument I often hear from proponents of coeducation.
But that's just not the way it happens. What happens is that women's
backbones and their gumption stick. What surprise and what shocks them
is the set of attitudes and stereotypes that they have to come up against,
but far from causing them to crumple or to question their own abilities,
it gets their fighting spirit up. And so everything I know indicates
that this is a false worry and it's one I'd like to help stamp out.
You were settled at Stanford. Did you ever think you would be the president
of a college?
It would be inaccurate to say I NEVER thought about it. I really love
scholarship, and thought, "This is what I want to do, I'm a teacher,
I'm a writer, I'm a scholar." Unit a couple of years ago, I expected
to follow that path for the rest of my life and be very happy with it.
But when I published my book and began to think about what I wanted
to do next, it happened--and I'm sure you'll not be surprised by this--that
because there are few women in academia today who are visibly possible
targets for administration, that I was one of the people who was approached.
"Would you be interested in being a dean of here or an X of there?"
and I said, "No, I'm not interested," but it began to make me think
about it. It began to make me think "Maybe this is something I should
consider, maybe there are skills that I've not yet had a chance to develop."
And so, I was at a juncture in my own life, as it happened, when the
Wellesley search appeared. And the fact that it was Wellesley was what
was decisive, because I really love this place. Coming back for the
interview and coming onto campus for the first time in ten years and
the firs sustained time in twenty, it hit me how much I care about this
place and how may possibilities and memories and strengths and interesting
things there are about it.
Who are your own role models?
The first answer I give, which I would have to come back to, is my
predecessor Margaret Clapp, who was, I think, a very strong woman n
authority whom I admired very much. And she was really the first woman
I had ever SEEN in authority in any significant way. I would have to
name her first and foremost.
Do you think that, in order to ensure that professors be good role
models, character should be a consideration in the hiring of faculty?
Character is an interesting word there, because there are a lot of
elements of character and I wouldn't want to say no. But as far as asking
whether a person should have the specific capacity, by his or her own
life pattern, to serve as a role model--I certainly don't think that
ought to be a prerequisite of hiring. I don't even think it ought to
be a concern in any overt way at all. I just think it happens that the
men and the women who have worked at Wellesley, by choosing to come
to teach at a women's college, have tended to be people who are sensitive
to these issues.
Do you think it best that a university or a college remain as neutral
politically as possible? Are there particular instances in which you
think it would be beneficial or important for a college to take a political
stand?
I think that's the most complicated question you've asked me, and it's
one I've just begun to think about as a representative of an institution.
So I'm going to give you a kind of first working sketch of an answer.
I think there is a sense in which anything I now say or do becomes
a statement that someone will interpret as something the college has
or has not done; in a way that's kind of frightening but I mustn't forget
it. And therefore, when I make any decision about my own spokesmanship
or spokespersonship or about anyone else speaking for the college, I
must remember that the college is not only a large number of people
who have diverse views on a great many things, but also an entity that
transcends any of us who happen to be in place now. And that to be speaking
for the college is a very weighty responsibility and not one you undertake
lightly, because it would be an abuse of the duty and the privilege
of the office. However, I can imagine that there might be instances
in which a political situation or a national emergency situation was
sufficiently grave that the moral and intellectual weight of an institution
such as Wellesley or Harvard or whatever might become a very important
factor to consider using. So I guess what I'm saying is that I wouldn't
rule out someday deciding that it was important for me, as the president
of Wellesley, to take a stand on behalf of Wellesley, but that I would
have to do it very cautiously.
What are some of the major challenges you'll be facing over the next
few years?
Well, I think this is a watershed time for We4llesley because it's
just finished a successful fun-raising campaign--the centennial campaign--and
a ten-year plan for financial arrangements that went with that. The
next thing they need the president to do--SOON--is to begin to think
about the next stage. What is Wellesley's long-range planning for the
next six or ten years? What kinds of financial forecasts should we now
make? What kinds of predictions are we going to be able to make about
enrollment figures? What kinds of new programs do we want? That's the
main challenge. It's a big one. It's basically, "Well, here we are now,
the ball's in your court, what can you tell us about that Wellesley
should be doing?" And that doesn't mean an individual sort of thing,
of course. It means organizing a lot of people to think effectively
and get some answers.
John Silber
is the most controversial of the three presidents--precisely because
he has taken such an active interest in education at Boston University--and
he seems almost to revel in his abrasive image. He gives the impression
of a man who likes to get things done, but who has learned to trust
no one. We sat at a bay window, Silber gazing in the direction of Harvard,
I towards M.I.T. When I placed my tape recorder on the table, he placed
his own next to mine. And in a move as inexplicable as it was menacing,
a heavy-set man lumbered into the room and took a third seat at our
table. Throughout the interview, he listened to everything we said,
but spoke not a word.
Topalian: For a university president, you're a very controversial figure.
How do you define your role?
Silber: I think that a university president has a major role as an
educator; he should be the chief academic officer of the university
and not just the financial officer or the fun-raising officer or the
PR man. In other words, the outside-inside division of authority in
the presidency of American universities is a position I do not believe
in. I don't think that a sensible man could be persuaded to do the outside
job if he did not have the inspiration and the enjoyment and the stimulation
of doing the inside job. You couldn't pay me enough to go out and o
the fun-raising side of the presidency and the laborious, continuing
responsibility of balancing the budget, if I did not have some involvement
in the exciting role of the recruitment and advancement of the faculty
and administrators, and in questions of curriculum, things of that sort.
How do you feel about the need for ethics courses? Derek Bok suggested
that ethics courses be required, particularly in the professional schools.
I don't know what you would teach in a professional school that wouldn't
be simply some applied version of a fundamental course in ethics. The
ethics course that I would want to teach in a college of liberal arts
would be precisely the same course that I would want a doctor or a lawyer
or an engineer or anyone else to take, and that is to address the extent
to which one's ethical obligations derive from the nature of human beings.
The purpose of the formal course in ethics is to become clear about
the conceptual framework--the distinction between right and power, for
example, the distinction between what is and what ought to be, the distinction
between what is merely descriptive and what is normative--and to understand
that ethics as it applies, say, to a scientist, is in part the special
moral obligation of a scientist to be logical.
A lot of talk about values makes no sense at all. People treat
values as if they were Good Housekeeping Gold Seals of Approval that
we lick and paste on facts. That's not what values are, that's the stuff
on which ethical nihilism is made, where you just pull values and norms
out of the air from nothing and simply make them an expression of volition.
This is the kind of nihilistic foundation from which something like
Nazism developed, where you're dealing with value neutrality and a strong-willed
person comes along and says, "No, I'll tell you what's good. This is
what's good. It's what we WILL to be good." A sound ethical position
is one in which one derives his sense of what is good from a complex
analysis of the interrelationship of beings, of persons, of situations.
What is the university's responsibility in all this?
In better ordered societies than the one we're living in, this teaching
was normally done at a much earlier age. But with the substantial deterioration
of the family as an educational, stable center of the child's life,
and with the virtual disappearance of religious institutions as teaching
institutions, I think the university's got to do it or leave the job
undone. Somebody has to teach the principle of non-parasitism. The "Me
Generation," to use Tom Wolfe's very perceptive phrase, is the consequence
of non-contextual thinking, where the individual is supported by all
kinds of helpers--mothers, fathers, aunts, uncles, friends, institutions--and
then comes up with the incredible notion that they own it all to him.
And that he owes nothing to anybody else. But if he understands the
interdependence between himself and others and his abject dependence
on other people, he will recognize that parasitism simply cannot be
justified morally. That's a foundation principle of social ethics, of
political ethics, developed very clearly in Plato's REPUBLIC. But who
reads Plato's REPUBLIC? If the universities didn't require it, who would
ever read it?
Would this responsibility affect the actual hiring of people as good
role models for students? Should character be a consideration in the
hiring of faculty?
Well, *I think it should be. I think it rarely is, these days. It went
out of fashion about twenty-five years ago. If a faculty member has
the bad habit of trying to seduce his students, well, this is regarded
as a private matter between him and the student and something the university
shouldn't be concerned with. I think that's a grave mistake. Intelligent
people are a dime a dozen compared to people with good character.
In the political realm, would the university be a role model by taking
stands on issues?
It's a matter of the university remembering what its function is. The
university hasn't been elected to do anything. I mean, the people haven't
come out and elected Boston University or elected Harvard University
or the president of Boston University or the president of Harvard to
do anything. If I want to become heavily involved in the political process,
that's my right as a citizen, but not one of my rights as president
of Boston University. And there are lots of issues that faculty members
are simply incompetent to consider. Most faculty members don't have
the remotest notion of the complex set of influence that must be taken
into account by a moderately successful mayor of a city. So, I don't
have the right to co-opt the university on a political issue. Neither
does the faculty, neither do the students.
Instilling a shared body of knowledge used to be one of the primary
aims of the university. In this age of rapidly expanding knowledge....
There's not really such a rapid expanse in knowledge. There's a huge
expanse in publication, but no one should make the mistake of associating
the increase in publication with the increase in knowledge. There's
a hell of a lot of redundancy in what's being published, and a lot of
what's being published is revisionist error. You know, there have been
so many studies made that if you want to be original now, you've almost
certainly got to be wrong. And we ought to face that fact, that some
of the work being done in the social sciences is done with such strained
methodology that one can't talk about knowledge.
There's no increase in knowledge, for example, in THE HITE REPORT.
I am amazed that no group of psychologists, no group of sociologists,
no group of medical practitioners have thought it worth their while
to examine the grossly irrational, irresponsible methodology of THE
HITE REPORT and say, "This is a worthless piece of gossip that's being
fobbed off on a gullible public by an incompetent exponent." Instead,
academic communities give her some credibility, publishers take her
stuff... This is the biggest porn piece that's been published by a major
publishing house in some time. Now that's where the university has an
ethical obligation, it seems to me, to examine the defects in method
and to pronounce on them.
Maybe we could call this the era of specialization rather than the
era of rapidly expanding knowledge.
Yes, and I think that very often you lose a lot of understanding, which
is also a part of knowledge, and a great deal of wisdom in the process
of over-specialization. It gives you non-contextual results which are
not knowledge at all but, in fact, a gross distortion of what is real.
So would it follow that you think the requirements for a good, basic
liberal arts education haven't really changed all that much from, say,
fifty years ago?
Well, they haven't changed all that much from, say, two thousand years
ago. The human modalities haven't changed very much. Human beings are
born, they suffer, they enjoy, they love, they fall into despair, they
die. That's been going on for a long time, and understanding the distinction
between them has been a responsibility of educated human beings for
as long as people have written. You can find examples in Homer: the
argument between Agamemmnon and Achilles at the opening of the Iliad
is a statement of the difference between right and power. Agamemmnon
has got the power and Achilles has the right in the matter. And power
wins--for awhile. You have the same thing coming up in the Old Testament--the
confrontation of King David by the prophet Nathan. Nathan points out
to the kind that of course he has the POWER to take the wife of Uriah
and to destroy Uriah, but he doesn't have the right. And there the consequence
is very different--the kind recognizes his error, covers himself with
sackcloth and ashes, and seeks some kind of forgiveness for having erred.
This is an issue that mankind understood thousands of years ago, but
the understanding has to be regained in every generation. These are
elements that belong in a basic education and they haven't changed for
a long time. The power of friendship, the important relations of responsibility
between parent and child, and later between child and parent, the obligation
of the citizen to the social group on which he is dependent--all of
these are elements in basic education that men have known about for
hundreds of years.
Do you miss teaching?
I still do some of it, but I miss doing more of it, yes. As you can
probably tell from the didactic quality of this interview.
What do you see as your main challenges at Boston University over the
next decade?
Well, we don't want to grow in the sense of getting larger. That's
not been our intention at all. We have concentrated for the past decade
primarily on personnel, primarily on the recruitment of faculty. And
we need to give greater attention now to what the faculty is going to
do--the development and refinement of curriculum. The development of
physical facilities is also important. We are in the planning stages
of a major science center that is badly overdue. But far better to have
a first-rate scientist working in a relatively poor laboratory than
to have an incompetent scientist working in the most modern facility
imaginable. We've put our priority, I think, in the right place by saying,
"get the faculty first." <
Originally published in the October
1981 issue of Boston Review
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